Caleb Wayne Allen

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2021 → 07/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2012 → 06/2022
  United States Marine Corps
  Washington, DC
• 07/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) UNITED STATES MARINE CORPS RESERVE, 3000 MARINE CORPS PENTAGON WASHINGTON DC 20350, 06/2022, EMPLOYEE, MILITARY, NIR, 4 HR/MO 4 HR/MO TRADING 2) LEB FINANCIAL, 210 Blue Rd, Quebeck TN 38579-2357, 04/08/2024, Owner, Consulting/Coaching, NIR, 80 HR/MO, 65 HR/MO TRADING 3) CALEB W ALLEN, LLC, Quebeck TN, 07/2023, Owner, W2 Employee, Inv Rel, 40 HR/MO, 40 Trading 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 52556, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 5) YMCA, 123 Moore St, Sparta TN 38583, United States, 07/21/2025, W2 Employee, NIR, 20 HR/MO, 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2023-07-05

Other Names

• Caleb Allen