Maxwell J. Mitcham

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Schwab Wealth Advisory, Inc.
  Westlake, TX
• 05/2026 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 01/2021 → 07/2022
  Wells Fargo Clearing Services, Llc.
  Sherman, TX
• 06/2020 → 11/2020
  Matthews Real Estate
  Dallas, TX
• 08/2015 → 05/2020
  Texas Tech University
  Lubbock, TX
• 07/2022 → 05/2026
  J.P. Morgan Securities, Llc
  Plano, TX
• 07/2022 → 05/2026
  Jp Morgan Chase Bank, N.A.
  Plano, TX
• 06/2018 → 08/2018
  Sage Advisory Services Ltd Co
  Austin, TX
• 12/2020 → 12/2020
  Unemployed
  Dallas, TX

Previous Registrations

• 2022-08-26 → 2026-05-06
  J.P. Morgan Securities Llc
  Plano, TX
  Plano, TX
  Plano, TX
  Plano, TX
  Plano, TX
  Dallas, TX
  Dallas, TX
• 2021-06-24 → 2022-07-25
  Wells Fargo Clearing Services, Llc
  Sherman, TX

Exams

• S66 Uniform Combined State Law Examination
  2021-05-11

Other Names

• Max Jack Mitcham
• Maxwell J Mitcham
• Maxwell J. Mitcham
• Maxwell Mitcham