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Maxwell J. Mitcham

Schwab Wealth Advisory, Inc.

Westlake, TX

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-20
  • TX RA
    APPROVED
    Since 2026-05-20

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schwab Wealth Advisory, Inc. Westlake TX 05/2026 Present
Charles Schwab & Co., Inc. Westlake TX 05/2026 Present
Wells Fargo Clearing Services, Llc. Sherman TX 01/2021 07/2022
Matthews Real Estate Dallas TX 06/2020 11/2020
Texas Tech University Lubbock TX 08/2015 05/2020
J.P. Morgan Securities, Llc Plano TX 07/2022 05/2026
Jp Morgan Chase Bank, N.A. Plano TX 07/2022 05/2026
Sage Advisory Services Ltd Co Austin TX 06/2018 08/2018
Unemployed Dallas TX 12/2020 12/2020
  • 05/2026 → Present
    Schwab Wealth Advisory, Inc.
    Westlake, TX
  • 05/2026 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 01/2021 → 07/2022
    Wells Fargo Clearing Services, Llc.
    Sherman, TX
  • 06/2020 → 11/2020
    Matthews Real Estate
    Dallas, TX
  • 08/2015 → 05/2020
    Texas Tech University
    Lubbock, TX
  • 07/2022 → 05/2026
    J.P. Morgan Securities, Llc
    Plano, TX
  • 07/2022 → 05/2026
    Jp Morgan Chase Bank, N.A.
    Plano, TX
  • 06/2018 → 08/2018
    Sage Advisory Services Ltd Co
    Austin, TX
  • 12/2020 → 12/2020
    Unemployed
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-11
  • S66 Uniform Combined State Law Examination
    2021-05-11
Other Names
  • Max Jack Mitcham
  • Maxwell J Mitcham
  • Maxwell J. Mitcham
  • Maxwell Mitcham

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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