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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2022-10-11
CA RA APPROVED 2012-10-01
  • ME RA
    APPROVED
    Since 2022-10-11
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

7892 N Blackstone Ave, Fresno, CA 93720 • United States

3751 W. Shaw Ave, Fresno, CA 93711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Fresno CA 05/2009 11/2019
J.P. Morgan Securities Llc Fresno CA 10/2012 11/2019
Jpmorgan Chase Bank, N.A. Clovis CA 10/2019 02/2021
J.P. Morgan Securities Llc Fresno CA 10/2019 Present
Jpmorgan Chase Bank, N.A. Fresno CA 10/2019 Present
  • 05/2009 → 11/2019
    Jpmorgan Chase Bank Na
    Fresno, CA
  • 10/2012 → 11/2019
    Fresno, CA
  • 10/2019 → 02/2021
    Jpmorgan Chase Bank, N.A.
    Clovis, CA
  • 10/2019 → Present
    Fresno, CA
  • 10/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Fresno, CA
Previous Registrations
  • 2010-07-26 → 2012-10-01
    Chase Investment Services Corp.
    Fresno, CA
    Fresno, CA
    Fresno, CA
  • 2007-10-31 → 2008-11-06
    Wamu Investments, Inc.
    Fresno, CA
    Fresno, CA
  • 2005-09-12 → 2007-04-05
    Waddell & Reed
    Fresno, CA
    Fresno, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-10
S63 Uniform Securities Agent State Law Examination 2005-05-03
  • S65 Uniform Investment Adviser Law Examination
    2005-09-10
  • S63 Uniform Securities Agent State Law Examination
    2005-05-03

View on SEC IAPD

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