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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-10 |
| WI | RA | APPROVED | 2023-08-10 |
Branch Locations
1433 North Water St St 400/500, Milwaukee, WI 53202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St Paul | MN | 02/2021 | 08/2023 |
| Securian Financial Services Inc | St Paul | MN | 02/2021 | 08/2023 |
| North Star Resource Group | Minneapolis | MN | 02/2021 | Present |
| Cri Securities Llc | St Paul | MN | 02/2021 | 10/2021 |
| Teresa's Mexican Restaurant | Golden Valley | MN | 06/2018 | 01/2023 |
| Jimmy Johns | Savage | MN | 08/2014 | 06/2018 |
| Shipt | Birmingham | AL | 06/2018 | 01/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) NORTH STAR RESOURCE GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: 1433 N. Water St., Suite 400, Milwaukee WI 53202, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options outside of the carriers that have selling arrangement with Securian Financial or MN Life Insurance Co. 2) NAME OF OTHER BUSINESS: BUENA TIERRA MKE INC.; INVESTMENT RELATED: NO; ADDRESS: 790 N MILWAUKEE ST STE 302 185521 MILWAUKEE, WI 53202; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SERVE AS A GROUP LEADER, COMMUNITY ENGAGEMENT, HELP ORGANIZE EVENTS, CONNECT WITH COMMUNITY PARTNERS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-20 |
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