Paul E Swenson

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → 02/2017
  Massmutual
  Hunt Valley, MD
• 03/2005 → 02/2017
  Mass Mutual Financial Group
  Springfield, MA
• 03/2005 → 02/2017
  Mml Investors Services, Inc
  Hunt Valley, MD
• 02/2017 → 11/2018
  M&T Secuirites
  Timonium, MD
• 11/2018 → 06/2021
  Morgan Stanley
  Hunt Valley, MD
• 12/2018 → 06/2021
  Morgan Stanley Private Bank, N.A
  New York, NY
• 07/2021 → Present
  Edward Jones
  St. Louis, MO

Previous Registrations

• 2018-11-21 → 2021-06-28
  Morgan Stanley
  Hunt Valley, MD
• 2017-03-06 → 2018-12-05
  M&T Securities, Inc.
  Timonium, MD
  Cockeysville, MD
  Timonium, MD
  Hunt Valley, MD
  Parkton, MD
  Pheonix, MD
• 2006-09-14 → 2017-03-21
  Mml Investors Services, Llc
  Hunt Valley, MD
  Hunt Valley, MD

Other Businesses

Massmutual Life Springfield, MA Start date: 4/15/2005 Hours per week: 0 Hours during trading: 0 Desc: No responsibilities

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-01-07
• S65 Uniform Investment Adviser Law Examination
  2006-08-26

Designations

• Chartered Financial Consultant

Other Names

• Paul Swenson
• Paul Edward Swenson
• Paul Edward Swenson