Andrew Warren Hemingway

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 01/2021
  Unemployed
  Houston, TX
• 04/2019 → 08/2020
  Core Laboratories
  Houston, TX
• 02/2019 → 04/2019
  Unemployed
  Houston, TX
• 07/2018 → 02/2019
  Covia Corp
  The Woodlands, TX
• 05/2017 → 07/2018
  Fairmount Santrol
  Sugar Land, TX
• 10/2015 → 05/2017
  Unemployed
  Houston, TX
• 01/2021 → 06/2021
  First Command Brokerage Services, Inc.
  Houston, TX
• 06/2021 → 12/2024
  First Command Financial Planning
  Fort Worth, TX
• 06/2021 → 12/2024
  First Command Advisory Services
  Fort Worth, TX
• 06/2021 → 12/2024
  First Command Insurance Services
  Fort Worth, TX
• 04/2023 → Present
  Sooner Og, L.L.C.
  Houston, TX
• 01/2025 → Present
  Lpl Financial Llc
  Missouri City, TX
• 01/2025 → Present
  Texas Dow Employee Credit Union
  Missouri City, TX

Previous Registrations

• 2021-06-16 → 2024-12-04
  First Command Advisory Services
  Fort Worth, TX
  Houston, TX

Other Businesses

1) 01/08/2025 - Sooner OG, LLC - Not Investment Related - Mineral Interest Management Business Owner - Home Based - Start Date:03/22/2023 - 10 Hrs/Mth - 0 Hrs During Trading. 2) 01/08/2025 - TDECU Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - Home Based - Start Date : - 0 hours per month/ during trading .

Exams

• S66 Uniform Combined State Law Examination
  2021-05-29

Other Names

• Drew Warren Hemingway