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Joseph Carroll Thomas

Mml Investors Services, LLC

Columbia, MO

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-13
MO RA APPROVED 2024-07-09
KS RA APPROVED 2023-01-19
  • TX RA
    APPROVED_RES
    Since 2026-04-13
  • MO RA
    APPROVED
    Since 2024-07-09
  • KS RA
    APPROVED
    Since 2023-01-19

Branch Locations

110 N. Tenth Suite 5, Columbia, MO 65201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Columbia MO 06/2021 Present
Mml Investors Services, Llc Columbia MO 04/2022 Present
University Of Missouri Columbia MO 08/2016 05/2021
Murrys Columbia MO 02/2020 01/2021
City Of Kirksville Kirksville MO 05/2017 08/2019
  • 06/2021 → Present
    Massmutual Life Insurance Co
    Columbia, MO
  • 04/2022 → Present
    Mml Investors Services, Llc
    Columbia, MO
  • 08/2016 → 05/2021
    University Of Missouri
    Columbia, MO
  • 02/2020 → 01/2021
    Murrys
    Columbia, MO
  • 05/2017 → 08/2019
    City Of Kirksville
    Kirksville, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-13
  • S66 Uniform Combined State Law Examination
    2022-12-13

View on SEC IAPD

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JOHN W. BRISCOE
Austin Grant Harrison
Phillip David Bacon

Other Offices

INTEGRITY ADVISORY SOLUTIONS · Columbia, MO
INTEGRITY ADVISORY SOLUTIONS · Columbia, MO
CONVERGENCE FINANCIAL · COLUMBIA, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, MO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLUMBIA, MO
LIFEMARK SECURITIES CORP. · Columbia, MO
SUNDVOLD FINANCIAL · COLUMBIA , MO
LPL FINANCIAL LLC · COLUMBIA, MO

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