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Esther Berger

Ubs Financial Services Inc.

Hollywood, FL

New York, NY

CRD 7329487

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-21
NY RA APPROVED 2023-01-09
  • FL RA
    APPROVED
    Since 2026-07-21
  • NY RA
    APPROVED
    Since 2023-01-09

Branch Locations

Hollywood, FL • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Weehawken NJ 02/2021 03/2022
Ubs Financial Services Inc. New York NY 03/2022 Present
Student Baltimore MD 01/2012 08/2018
Student Queens NY 08/2018 12/2020
Unemployed Queens NY 01/2021 02/2021
  • 02/2021 → 03/2022
    Ubs
    Weehawken, NJ
  • 03/2022 → Present
    Ubs Financial Services Inc.
    New York, NY
  • 01/2012 → 08/2018
    Student
    Baltimore, MD
  • 08/2018 → 12/2020
    Student
    Queens, NY
  • 01/2021 → 02/2021
    Unemployed
    Queens, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
  • S66 Uniform Combined State Law Examination
    2023-01-09

View on SEC IAPD

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