Ishan Modi

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 12/2020
  Abi Investments, Llc
  San Diego, CA
• 08/2020 → 08/2021
  The Pennsylvania State University
  State College, PA
• 08/2020 → 05/2021
  Penn State Global Programs
  State College, PA
• 08/2017 → 05/2021
  The Pennsylvania State University
  State College, PA
• 05/2019 → 08/2019
  Thames Estaury Partnership
  London
• 08/2017 → 08/2020
  The Pennsylvania State University
  State College, PA
• 07/2013 → 05/2017
  Navrachana International School Vadodara (Nisv)
  Vadodara
• 01/2021 → 05/2022
  Lpl Financial, Llc
  Hudson, OH
• 01/2021 → 05/2022
  Stratos Wealth Partners, Ltd
  Hudson, OH
• 06/2021 → Present
  The Pennsylvania State University
  State College, PA
• 07/2022 → 09/2022
  Solomon Page
  Independence, OH
• 09/2022 → Present
  Ubs Financial Services Inc.
  Cleveland, OH

Other Businesses

1) The Pennsylvania State University - Housing and Food Services (HFS) Position: Part-Time Staff Assistant (Data Analysis) - Non-Investment Related Nature of Business: Education and Food Services Address: 201 Old Main, University Park, PA 16802 Start Date: 06/2021 No of hrs during trading hours: 0 hrs No of hrs/month: 60-80 hrs (mostly on weekends and if needed late evenings) Duties: As part of my Master's Capstone project, I created a Mobile Order Throttling Model (a data based model) for Penn State HFS. After my graduation in August 2021, I continue supporting the project and members of the Penn State Housing and Food Services department, by way of answering any questions on the model and creating changes to model to suit needs of different people.

Exams

• S66 Uniform Combined State Law Examination
  2021-12-14