Andrew Breen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2020
  Kansas State University
  Manhattan, KS
• 06/2019 → 08/2019
  Kansas State Housing And Dining Services
  Manhattan, KS
• 05/2017 → 01/2018
  Kansas State Housing And Dining Services
  Manhattan, KS
• 02/2021 → 09/2021
  Equitable Advisors
  New York City, NY
• 05/2020 → 01/2021
  Unemployed
  San Antonio, TX
• 09/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-04
• S63 Uniform Securities Agent State Law Examination
  2021-05-03

Other Names

• Andrew Breen
• Andrew Joseph Breen