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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-07-14 |
| TX | RA | APPROVED_RES | 2021-06-16 |
| WI | RA | APPROVED | 2015-06-10 |
Branch Locations
10361 W Innovation Dr Ste 300, Wauwatosa, WI 53226 • United States
Madison, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Services | Milwaukee | WI | 10/2010 | 12/2016 |
| Synergy Advisory Group | Neenah | WI | 06/2018 | 10/2019 |
| Principal Securities Inc | Wauwatosa | WI | 03/2016 | Present |
| Principal Life Insurance Company | Wauwatosa | WI | 07/2018 | Present |
**FIVE STAR ENERGY CORP, VICE PRESIDENT OF MY SPOUSE'S COMPANY-PROCESS ACCOUNTS PAYABLE/RECEIVABLES, 11/24/14. **MARY KAY, SELLING MARY KAY PRODUCTS AS INDEPENDENT CONSULTANT, PERSONAL USE AND TO FRIENDS AND FAMILY, 7/27/15. **Fixed Insurance; Investment Related; 10200 W Innovation Dr, Ste 800, Milwaukee, WI 53226; Annuities, Life, DI, LTC, Health, Medicare, Group; Sales; Start Date: 05/17/2018; 2-3 hrs per month; 2-3 during trading hours. **WOMEN IN INSURANCE AND FINANCIAL SERVICES - WISCONSIN CHAPTER POSITION: Treasurer NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/03/2024 ADDRESS: 10361 W Innovation Dr, #300, Wauwatosa WI 53033, United States DESCRIPTION: Treasurer- serving on the board of the newly formed Wisconsin Chapter of Women in Insurance and Financial Services; unpaid board position; responsible for balancing checkbook, paying vendors for our meeting expenses in the future; no investment-related discussion. I will only have check writing duties as the 1st of 2 required signatures. Our President (also former treasurer) is also a financial advisor, so her firm also requires 2 signatures.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-05 |
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