Richard J Rubin

Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-05-09
TX	RA	APPROVED	2025-05-09

NY RA
APPROVED

Since 2025-05-09
TX RA
APPROVED

Since 2025-05-09

Branch Locations

534 Broadhollow Road Suite 245, Melville, NY 11747 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Melville	NY	04/2014	03/2020
Ameriprise Financial Services, Llc	Melville	NY	03/2020	05/2025
&Partners	Nashville	TN	05/2025	Present

04/2014 → 03/2020

Ameriprise Financial Services, Inc.

Melville, NY
03/2020 → 05/2025

Ameriprise Financial Services, Llc

Melville, NY
05/2025 → Present

&Partners

Nashville, TN

Previous Registrations

2014-07-14 → 2025-05-13

Ameriprise Financial Services, Llc

Melville, NY

Seaford, NY

Other Businesses

Business Ownership; CrossFit Strong Island; Owner; Fitness Facility/Health Club; 26 Benson Lane, Merrick, NY 11566; Not Investment-Related; 05/02/2016; 10 to 19 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-05-14

S63 Uniform Securities Agent State Law Examination

2005-05-14

Designations

Certified Financial Planner

Other Names

Richard Rubin

View on SEC IAPD