Mason Dale Cook

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2023-10-12
TX	RA	APPROVED	2023-08-10

UT RA
APPROVED

Since 2023-10-12
TX RA
APPROVED

Since 2023-08-10

Branch Locations

9815 South Monroe St Suite 550, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securian Financial Services Inc	St Paul	MN	01/2021	08/2023
Minnesota Life Insurance Co	St Paul	MN	01/2021	08/2023
Renaissance Financial	Phoenix	AZ	01/2021	Present
Neighborly Ventures	Salem	OR	07/2020	10/2020
Willamette University	Salem	OR	05/2020	08/2020
Clear Signal Llc	Salem	OR	05/2018	02/2020
Cbi Remodel	Salem	OR	05/2017	05/2018
Swanson Lathen Prestwich	Salem	OR	08/2016	05/2017
Willamette University	Salem	OR	08/2016	05/2020
Willamette University	Salem	OR	08/2019	05/2022
Cetera Wealth Services, Llc	Phoenix	AZ	08/2023	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/2023	Present

01/2021 → 08/2023

Securian Financial Services Inc

St Paul, MN
01/2021 → 08/2023

Minnesota Life Insurance Co

St Paul, MN
01/2021 → Present

Renaissance Financial

Phoenix, AZ
07/2020 → 10/2020

Neighborly Ventures

Salem, OR
05/2020 → 08/2020

Willamette University

Salem, OR
05/2018 → 02/2020

Clear Signal Llc

Salem, OR
05/2017 → 05/2018

Cbi Remodel

Salem, OR
08/2016 → 05/2017

Swanson Lathen Prestwich

Salem, OR
08/2016 → 05/2020

Willamette University

Salem, OR
08/2019 → 05/2022

Willamette University

Salem, OR
08/2023 → Present

Cetera Wealth Services, Llc

Phoenix, AZ
08/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2021-07-14 → 2023-08-10

Securian Financial Services, Inc.

Phoenix, AZ

Salem, OR

Phoenix, AZ

St. Paul, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: March 2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: March 2021 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-30

S66 Uniform Combined State Law Examination

2021-06-30

Designations

Certified Financial Planner

View on SEC IAPD