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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-25 |
Branch Locations
9280 W Stockton Blvd Ste 200, Elk Grove, CA 95758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knights Of Columbus Insurance | New Haven | CT | 05/2015 | 11/2022 |
| Knights Of Columbus Asset Advisors | New Haven | CT | 01/2021 | 11/2022 |
| New York Life Insurance | Elk Grove | CA | 12/2022 | Present |
| Nylife Securities Llc | Elk Grove | CA | 10/2023 | Present |
| Search Marketing By Design | Sacramento | CA | 01/2012 | Present |
| Eagle Strategies Llc | Elk Grove | CA | 10/2024 | Present |
[Republic Crowd Funding; Crowd Funding; 149 E. 23 Street New York NY 10010; Start Date: 01/2015; Role/Title: Investor; Investment related; 0 hours per month; 0 hours per month during securities trading hours; I have no participation in this company or the companies I invested in.] [Search Marketing By Design; In 2012 I started SMBD in 2015 I closed that business but still maintain the websites for three remaining clients.; 8665 Florin Road Unit 184 Sacramento CA 95828; Start Date: 01/2012; Role/Title: Owner; Not investment related; 2 hours per month; 0 hours per month during securities trading hours; Once a month I make sure the three websites are up and running. If they drop in rank on Google I make an adjustment to improve rank. If the client adds or drops a product I make the changes. This business takes about two hours of my time each month. I do not market this business, I do not have a website for this business and I do not take on new clients for this business.] [Appointments by Jane; My girlfriend who lives in the Philippines has started making calls for a Knights of Columbus Field Agent. She is calling his council members to set up appointments for insurance sales and annual reviews. She calls from a list of his council members.; Purok 3B Tagongon,. Tagbina, Surigao Del Sur Philippines 8308; Start Date 01/2026; Role/Title: Consultant; Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-27 |
| S65 | Uniform Investment Adviser Law Examination | 2021-08-25 |
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