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Luke John Saddlemire

Rockefeller Financial LLC

Saratoga Springs, NY

Chicago, IL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-31
TX RA APPROVED 2025-01-31
  • NY RA
    APPROVED
    Since 2025-01-31
  • TX RA
    APPROVED
    Since 2025-01-31

Branch Locations

321 Broadway, Saratoga Springs, NY 12866 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 10/2019 05/2021
New York State Education Department Albany NY 05/2019 10/2019
Saratoga Performing Arts Center Saratoga Springs NY 05/2019 08/2019
University At Albany (Nys) Albany NY 10/2018 04/2019
Bj's Wholesale Club Saratoga Springs NY 09/2016 08/2018
Principal Life Insurance Company Latham NY 05/2021 04/2023
Principal Securities Inc Latham NY 05/2021 04/2023
Full Time Student Albany NY 08/2017 05/2020
Full Time Student Schuylerville NY 09/2010 06/2017
Janney Montgomery Scott Llc Saratoga Springs NY 04/2023 01/2025
Rockefeller Capital Management Saratoga Springs NY 01/2025 Present
Rockefeller Financial Llc Saratoga Springs NY 01/2025 Present
  • 10/2019 → 05/2021
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 05/2019 → 10/2019
    New York State Education Department
    Albany, NY
  • 05/2019 → 08/2019
    Saratoga Performing Arts Center
    Saratoga Springs, NY
  • 10/2018 → 04/2019
    University At Albany (Nys)
    Albany, NY
  • 09/2016 → 08/2018
    Bj's Wholesale Club
    Saratoga Springs, NY
  • 05/2021 → 04/2023
    Principal Life Insurance Company
    Latham, NY
  • 05/2021 → 04/2023
    Principal Securities Inc
    Latham, NY
  • 08/2017 → 05/2020
    Full Time Student
    Albany, NY
  • 09/2010 → 06/2017
    Full Time Student
    Schuylerville, NY
  • 04/2023 → 01/2025
    Janney Montgomery Scott Llc
    Saratoga Springs, NY
  • 01/2025 → Present
    Rockefeller Capital Management
    Saratoga Springs, NY
  • 01/2025 → Present
    Rockefeller Financial Llc
    Saratoga Springs, NY
Previous Registrations
Other Businesses

Notary Public with the State of NY. Notary (10/2023) - perform notarial acts for no charge. Not compensated, not investment related, 1 hour/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-29
  • S66 Uniform Combined State Law Examination
    2021-03-29
Designations
Other Names
  • Luke John Saddlemire
  • Luke Saddlemire

View on SEC IAPD

Other Firms

SARATOGA INVESTMENT SOLUTIONS INC.
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
CONTINUUM WEALTH ADVISORS, LLC
STERLING MANOR FINANCIAL, LLC
NYE STREET PARTNERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC

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CYNTHIA ELIZABETH ZALEWSKY
BONNIE MARIE BOYCE
JEFFREY CHARLES VAHANIAN
CAMERON VICTORIA CORSI
Cory Matthew Larmour
ALAN JAY BOGATCH
JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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