Charles Andrew Castle

Current Employers

Wealth Management

125 South 4Th Street, Norfolk, NE 68701 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2021-02-19

SC RA
APPROVED

Since 2021-02-19

Branch Locations

1630 Meeting Street Rd Ste 105, Charleston, SC 29405 • United States

125 South 4Th Street, Norfolk, NE 68701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mainstreet Financial Solutions	Charleston	SC	07/2007	Present

07/2007 → Present

Mainstreet Financial Solutions

Charleston, SC

Other Businesses

Mainstreet Financial Solutions - not investment related - 1630 Meeting Street Rd, Ste 105 Charleston, SC 29405 - Accounting Firm - Start 07/2007 - 160 hours monthly/160 hours during security trading hours - Duties include tax, payroll and accounting.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-02-19

S65 Uniform Investment Adviser Law Examination

2021-02-19

Other Names

Andrew Castle
Chuck Castle

View on SEC IAPD