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Lisa Earlene Storey

Charles Schwab & Co., Inc.

Castle Rock, CO

Lone Tree, CO

CRD 7328368

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-04-24
  • CO RA
    APPROVED
    Since 2023-04-24

Branch Locations

Castle Rock, CO • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 01/2021 Present
Self Employed (Restaurant/Food Services) Castle Rock CO 07/2001 08/2020
Unemployed Castle Rock CO 08/2020 01/2021
  • 01/2021 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 07/2001 → 08/2020
    Self Employed (Restaurant/Food Services)
    Castle Rock, CO
  • 08/2020 → 01/2021
    Unemployed
    Castle Rock, CO
Other Businesses

1) Free To Roam LLC | Investment Related:No|Travel/Transportation/Tourism|Owner|10/30/2025|Less than 20|0|Weekend operations for vehicle rental thru Turo

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-14
S63 Uniform Securities Agent State Law Examination 2021-11-04
  • S66 Uniform Combined State Law Examination
    2023-04-14
  • S63 Uniform Securities Agent State Law Examination
    2021-11-04
Other Names
  • Lisa Storey
  • Lisa Earlene Rhodes
  • Lisa Earlene Rhodes-Dauben
  • Lisa Earlene Towne

View on SEC IAPD

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