Frankie G Martinez

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-14
CA	RA	APPROVED	2023-03-13

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	01/2021	07/2022
Zia Trust	Albuquerque	NM	05/2019	12/2020
The Cheesecake Factory	Albuquerque	NM	11/2017	08/2020
Sadie's	Albuquerque	NM	11/2014	11/2017
The University Of New Mexico	Albuquerque	NM	08/2016	05/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Peoria	AZ	07/2022	Present

01/2021 → 07/2022

Charles Schwab & Co., Inc.

Phoenix, AZ
05/2019 → 12/2020

Zia Trust

Albuquerque, NM
11/2017 → 08/2020

The Cheesecake Factory

Albuquerque, NM
11/2014 → 11/2017

Sadie's

Albuquerque, NM
08/2016 → 05/2020

The University Of New Mexico

Albuquerque, NM
07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Peoria, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-07
S63	Uniform Securities Agent State Law Examination	2021-09-25