Best Investors Account Sign in

Alexandra Nicole Puzon

Wells Fargo Clearing Services, LLC

Charlotte, NC

Charlotte, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-27
  • NC RA
    APPROVED
    Since 2023-10-27

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Matthews NC 06/2023 Present
Wells Fargo Bank, Na Matthews NC 02/2020 Present
University Of North Carolina At Charlotte Charlotte NC 08/2014 12/2019
  • 06/2023 → Present
    Wells Fargo Clearing Services, Llc
    Matthews, NC
  • 02/2020 → Present
    Wells Fargo Bank, Na
    Matthews, NC
  • 08/2014 → 12/2019
    University Of North Carolina At Charlotte
    Charlotte, NC
Other Businesses

NOTARY; NOT INV RELATED; RALEIGH,NC; NOTARIZATION OF DOCUMENTS;NOTARY; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-27
S63 Uniform Securities Agent State Law Examination 2023-10-04
  • S65 Uniform Investment Adviser Law Examination
    2023-10-27
  • S63 Uniform Securities Agent State Law Examination
    2023-10-04
Other Names
  • Alexandra Puzon

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor