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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-20 |
| TX | RA | APPROVED | 2026-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Irvine | CA | 05/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 05/2026 | Present |
| Ubereats | Orange | CA | 04/2023 | 07/2026 |
| Morgan Stanley | Gilbert | AZ | 09/2024 | 05/2026 |
| Vanguard | Scottsdale | AZ | 01/2021 | 09/2024 |
| Eah Housing | Anaheim | CA | 04/2020 | 01/2021 |
| The John Stewart Co | Anaheim | CA | 10/2018 | 03/2020 |
| Unemployed | Orange | CA | 05/2018 | 10/2018 |
| Uc Merced Summits Marketplace | Merced | CA | 01/2017 | 05/2018 |
| Uc Merced Recreation Center | Merced | CA | 08/2016 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-27 |
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