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Amy Alba

Penserra Capital Management LLC

Orinda, CA

Penserra Global Investors LLC

Orinda, CA

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Current Employers
Penserra Capital Management Llc

4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-14
NY RA APPROVED 2022-12-14
  • CA RA
    APPROVED
    Since 2022-12-14
  • NY RA
    APPROVED
    Since 2022-12-14

Branch Locations

4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States

Penserra Global Investors Llc

4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-14
NY RA APPROVED 2022-12-14
  • CA RA
    APPROVED
    Since 2022-12-14
  • NY RA
    APPROVED
    Since 2022-12-14

Branch Locations

4 Orinda Way Suite 100-A, Orinda, CA 94563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Express Factory Outlets Brooklyn NY 06/2017 08/2017
Cooper & Glimmerglass Fitness Centers In Suny Oswego Oswego NY 08/2016 05/2019
Oswego County Opportunities Oswego NY 02/2018 05/2018
Bank Of New York Mellon Syracuse NY 06/2019 09/2020
Penserra Securities Red Bank NJ 09/2020 Present
Suny Oswego Oswego NY 08/2015 05/2019
  • 06/2017 → 08/2017
    Express Factory Outlets
    Brooklyn, NY
  • 08/2016 → 05/2019
    Cooper & Glimmerglass Fitness Centers In Suny Oswego
    Oswego, NY
  • 02/2018 → 05/2018
    Oswego County Opportunities
    Oswego, NY
  • 06/2019 → 09/2020
    Bank Of New York Mellon
    Syracuse, NY
  • 09/2020 → Present
    Penserra Securities
    Red Bank, NJ
  • 08/2015 → 05/2019
    Suny Oswego
    Oswego, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-10
  • S66 Uniform Combined State Law Examination
    2022-12-10

View on SEC IAPD

Other Firms

MCDONALD CAPITAL INVESTORS INC
WESPAC ADVISORS, LLC
ENERGY INNOVATION CAPITAL MANAGEMENT, LLC
CROSSPOINT CAPITAL MANAGEMENT
PENSERRA GLOBAL INVESTORS LLC
PENSERRA WEALTH MANAGEMENT
MB INMAN INVESTMENT ADVISORS, LLC
PARAGON ASSET MANAGEMENT INC.

Other Investors

WILLIAM KIM
GREGORY JOSEPH CHRISTIAN
JOHN COLE WILLIAMS
TIMOTHY K CHAN
THOMAS CHRISTOPHER LAMBERT
JORGE NMN MADRIGAL
Katherine Sarah Drury
LEE WILSON GEIGER

Other Offices

MCDONALD CAPITAL INVESTORS INC · ORINDA, CA
WESPAC ADVISORS, LLC · ORINDA, CA
ENERGY INNOVATION CAPITAL MANAGEMENT, LLC · ORINDA, CA
CROSSPOINT CAPITAL MANAGEMENT · ORINDA, CA
PENSERRA GLOBAL INVESTORS LLC · ORINDA, CA
PENSERRA WEALTH MANAGEMENT · ORINDA, CA
MB INMAN INVESTMENT ADVISORS, LLC · ORINDA, CA
WESPAC ADVISORS, LLC · ORINDA, CA

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