Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-09-05
  • AR RA
    APPROVED
    Since 2025-09-05

Branch Locations

2003 South Horsebarn Road Suite 4, Rogers, AR 72758 • United States

3101 S 70Th Street, Fort Smith, AR 72903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Landmark Financial, Llc Fort Smith AR 01/2021 Present
Twin Summit, Llc Fayetteville AR 08/2020 12/2020
Kmac Enterprises Fayetteville AR 04/2020 11/2020
Landlord Liquidators Llc Alma AR 05/2019 12/2020
Student Fayetteville AR 11/2011 05/2021
Avantax Investment Services Inc. Fort Smith AR 11/2021 09/2025
Avantax Advisory Services Fort Smith AR 11/2021 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Fort Smith AR 08/2023 09/2025
Landmark Financial Llc Fort Smith AR 01/2021 Present
The Ascension Group Llc Fort Smith AR 04/2021 Present
Cetera Wealth Services, Llc Rogers AR 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2021 → Present
    Landmark Financial, Llc
    Fort Smith, AR
  • 08/2020 → 12/2020
    Twin Summit, Llc
    Fayetteville, AR
  • 04/2020 → 11/2020
    Kmac Enterprises
    Fayetteville, AR
  • 05/2019 → 12/2020
    Landlord Liquidators Llc
    Alma, AR
  • 11/2011 → 05/2021
    Student
    Fayetteville, AR
  • 11/2021 → 09/2025
    Avantax Investment Services Inc.
    Fort Smith, AR
  • 11/2021 → 09/2025
    Avantax Advisory Services
    Fort Smith, AR
  • 08/2023 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Fort Smith, AR
  • 01/2021 → Present
    Landmark Financial Llc
    Fort Smith, AR
  • 04/2021 → Present
    The Ascension Group Llc
    Fort Smith, AR
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Rogers, AR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-03-31 → 2025-09-05
    Avantax Advisory Services
    Fort Smith, AR
    Rogers, AR
    Dallas, TX
Other Businesses

1) THE ASCENSION GROUP LLC POSITION: Managing Member NATURE: Made the LLC in case a group of people wanted to invest in property but did not move forward with it. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2021 ADDRESS: P.O. Box 5803, Fort Smith AR 72913, United States DESCRIPTION: None at this time. 2) LANDMARK FINANCIAL LLC POSITION: Client Relations Coordinator NATURE: This entity provides financial services and guidance to clients. Help people reach financial goals and aids them through financial hardships. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/08/2021 ADDRESS: 3101 S 70th Street, Fort Smith AR 72903, United States DESCRIPTION: Paperwork401k Client Assistance Answer Phone Calls Marketing Prospecting Once licensed can offer investment advice and products to clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-31
  • S66 Uniform Combined State Law Examination
    2022-03-31
Other Names
  • James B Hopkins
  • James Breck Hopkins

View on SEC IAPD

More in Rogers, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor