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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-11 |
| TX | RA | APPROVED | 2022-10-11 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | Saint Paul | MN | 02/2021 | 09/2022 |
| Minnesota Life Insurance Company | Saint Paul | MN | 02/2021 | 09/2022 |
| Renaissance Financial Corp | Overland Park | KS | 02/2021 | 09/2022 |
| Benchmark Inc | Marion | IA | 01/2017 | 08/2018 |
| Levi Architecture | Cedar Falls | IA | 05/2019 | 08/2019 |
| Stone City Quarry | Anamosa | IA | 05/2020 | 06/2020 |
| Kanga Coolers | Ames | IA | 08/2020 | 12/2020 |
| Linn Mar Community School District | Marion | IA | 08/2010 | 04/2017 |
| Iowa State University | Ames | IA | 08/2017 | 05/2021 |
| Hunters Ridge Golf Course | Marion | IA | 05/2015 | 08/2019 |
| Securian Financial Services | Saint Paul | MN | 01/2021 | 02/2021 |
| Renaissance Financial Corp | Overland Park | KS | 01/2021 | 02/2021 |
| First Trust Portfolios L.P. | Wheaton | IL | 09/2022 | Present |
| First Trust Advisors | Wheaton | IL | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-12 |
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