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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-30
  • CA RA
    APPROVED
    Since 2022-03-30

Branch Locations

1410 Rocky Ridge Dr Ste 330, Roseville, CA 95661 • United States

Sacramento, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Roseville CA 01/2021 Present
Massmutual Life Insurance Company Roseville CA 08/2020 Present
Self Employed Sacramento CA 01/2020 11/2020
Atp, Inc/ Bennett Valley Cellars Windsor CA 11/2012 12/2019
  • 01/2021 → Present
    Roseville, CA
  • 08/2020 → Present
    Massmutual Life Insurance Company
    Roseville, CA
  • 01/2020 → 11/2020
    Self Employed
    Sacramento, CA
  • 11/2012 → 12/2019
    Atp, Inc/ Bennett Valley Cellars
    Windsor, CA
Other Businesses

NAME: LEE STIPP INV REL: N ADD: RESIDENTIAL ADD NATURE: RETAIL SALES- LASER ETCH GLASSWARE POSITION: OWNER/OPERATOR START DATE: 01/2019 MNO HRS/MO: 8 NO HRS/MO DUR TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-27
  • S66 Uniform Combined State Law Examination
    2022-03-27

View on SEC IAPD

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