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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-20
PA RA APPROVED 2024-12-16
WV RA APPROVED 2022-01-18
VA RA APPROVED 2022-01-13
  • OH RA
    APPROVED
    Since 2026-04-20
  • PA RA
    APPROVED
    Since 2024-12-16
  • WV RA
    APPROVED
    Since 2022-01-18
  • VA RA
    APPROVED
    Since 2022-01-13

Branch Locations

2500 Almeda Ave Ste. 111, Norfolk, VA 23513 • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 06/2010 Present
Knights Of Columbus Asset Advisors Llc New Haven CT 01/2021 Present
Previous Registrations
Other Businesses

Knights of Columbus Insurance Not investment-related 1 Columbus Plaza, New Haven, CT. 06510 Life Insurance Field Agent 06/01/2010 Principal business 40+ hours per week; life, health, annuity, disability sales; Selg Insurance LLC not-investment related 2500 Almeda Ave. Ste 111, Norfolk, VA. 23513 Insurance The company exists to be able to lease commercial space, hire employees, and operates as a corporate entity in the service to my position with the Knights of Columbus.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-06
  • S65 Uniform Investment Adviser Law Examination
    2021-04-06

View on SEC IAPD

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