James Robert Tabb

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-06-25
MI	RA	APPROVED	2024-06-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Lpl Financial, Llc	Sparta	MI	01/2021	Present
Greenleaf Hospitality Group	Kalamazoo	MI	02/2019	12/2020
Watergate Hotel	Washington D.C.	DC	01/2019	02/2019
Republic National Distributing Company	Richmond	VA	07/2018	01/2019
Unemployed	Chesapeake	VA	04/2018	07/2018
Us Department Of Defense - Edelweiss Lodge & Resort	Garmisch-Partenkirchen		01/2017	04/2018
Cmp Global	Suffolk	VA	10/2016	01/2017
The Breakers Palm Beach	West Palm Beach	FL	07/2015	10/2016
Ica Group Wealth Management, Llc	Sparta	MI	12/2021	06/2024

01/2021 → Present

Lpl Financial, Llc

Sparta, MI
02/2019 → 12/2020

Greenleaf Hospitality Group

Kalamazoo, MI
01/2019 → 02/2019

Watergate Hotel

Washington D.C., DC
07/2018 → 01/2019

Republic National Distributing Company

Richmond, VA
04/2018 → 07/2018

Unemployed

Chesapeake, VA
01/2017 → 04/2018

Us Department Of Defense - Edelweiss Lodge & Resort

Garmisch-Partenkirchen
10/2016 → 01/2017

Cmp Global

Suffolk, VA
07/2015 → 10/2016

The Breakers Palm Beach

West Palm Beach, FL
12/2021 → 06/2024

Ica Group Wealth Management, Llc

Sparta, MI

1. 2/18/2021 - Ridgetown Investment - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-22

Other Firms