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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-15
RI RA APPROVED 2021-10-18
  • TX RA
    APPROVED
    Since 2021-11-15
  • RI RA
    APPROVED
    Since 2021-10-18

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 01/2021 Present
Kraft Group And Affiliates Foxborough MA 05/2014 Present
Pawtucket Red Sox Pawtucket RI 05/2017 12/2020
Uber Technologies San Francisco CA 10/2016 Present
Doordash San Francisco CA 06/2021 Present
Bank Of America N.A. Lincoln RI 01/2021 Present
  • 01/2021 → Present
    Lincoln, RI
  • 05/2014 → Present
    Kraft Group And Affiliates
    Foxborough, MA
  • 05/2017 → 12/2020
    Pawtucket Red Sox
    Pawtucket, RI
  • 10/2016 → Present
    Uber Technologies
    San Francisco, CA
  • 06/2021 → Present
    Doordash
    San Francisco, CA
  • 01/2021 → Present
    Bank Of America N.A.
    Lincoln, RI
Other Businesses

Uber EatsName of other Business: Uber Technologies, Inc. Investment related (yes or no): NoBusiness address: San Francisco, CA.Nature of business: Food Delivery Position/title: Uber Eats Delivery DriverRelationship with business: Part-time Delivery DriverStart date of relationship: 10/01/2016Number of hours a month devoted to business: 20Number of hours during securities trading hours devoted to business: 0Description of duties: I serve as an uber driver. My responsibilities include picking up uber eats delivery orders and driving them to their assigned destination.I*510961 Entity Type Entity For Profit, Name of OBA: DoorDash Address: San Francisco California94103 Investment Related: No Position, Title, Association: Other Employee Start Date: 06/01/2021 No Hours: 20 monthly No Hours during trading: 0 Duties: DoorDash Food Delivery Driver.I*433939, Entity Type: Entity For Profit, Name of OBA: Kraft Sports and Entertainpent LLC, Address: Foxborough, Massachusetts 02035, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 06/19/2014, No Hours: 52, No Hours during trading: 0, Duties: I serve as a Media Relations Game Day Associate for the New England Patriots. My responsibilities include distributing game stats, summaries and quotes to media members, coaches and owners. Job only takes place on game days (10-12 days per year). I*2775280 Entity Type: For Profit Name of OBA: Holy Cross Athletics Address:Worcester Massachusetts Investment Related:No Position, Title, Association:Other Start Date:11/16/2025 No Hours: 5 Weekly No Hours during trading:0 Weekly Duties:College Athletics Assist the Holy Cross Athletics Media Relations department with recording game stats for a variety of different sports , however mainly will be working basketball games. Expected responsibilities are working per my availability, no minimum number of game requirements per year and approximately 4-5 hours per game.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-15
  • S66 Uniform Combined State Law Examination
    2021-10-15

View on SEC IAPD

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