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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-16 |
| TX | RA | APPROVED | 2022-02-15 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Temple Terrace | FL | 03/2021 | 02/2022 |
| Jimmy Johns Llc | Tampa | FL | 01/2016 | 05/2017 |
| Venven Store | Miami | FL | 05/2017 | 05/2018 |
| Grupo Gepp | Mexico Df | 06/2018 | 08/2018 | |
| Iq 220 Group | Miami | FL | 01/2018 | 01/2019 |
| Jp Morgan & Chase Co. | Tampa | FL | 01/2019 | 02/2021 |
| University Of South Florida | Tampa | FL | 08/2014 | 12/2018 |
| Ubs Financial Services Inc. | Miami | FL | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-21 |
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