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Current Employers
Transglobal Advisory, Llc

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-11
  • CA RA
    APPROVED
    Since 2022-08-11

Branch Locations

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Globalink Securities, Inc Pasadena CA 01/2021 Present
Transglobal Insurance Agency, Inc. Monrovia CA 08/2016 Present
Q&Q Life Insurance Agency Irvine CA 03/2017 Present
Transglobal Advisory Llc Monrovia CA 08/2022 Present
  • 01/2021 → Present
    Globalink Securities, Inc
    Pasadena, CA
  • 08/2016 → Present
    Transglobal Insurance Agency, Inc.
    Monrovia, CA
  • 03/2017 → Present
    Q&Q Life Insurance Agency
    Irvine, CA
  • 08/2022 → Present
    Monrovia, CA
Other Businesses

1. Transglobal Insurance Agency, Inc., Monrovia, CA, independent fixed insurance product producer from 08/10/2016, 160 hours per month, commission base. Not securities related. 2. Q & Q Life Insurance Agency, Irvine, CA, CEO from 03/11/2017, fixed insurance product producer, 160 hours per month, salary based. Not securities related. 3. Transglobal Advisory, LLC, Monrovia, CA, IAR from 08/02/2022. Feed based structure. Securities related. 4. Globalink; broker;01/01/2021 5. Qi Property Management, LLC., owner from 03/12/2023, manage real estate property, 2 hours per month, compensation N/A. Not securities related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-24
  • S66 Uniform Combined State Law Examination
    2020-11-24

View on SEC IAPD

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