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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-28
  • FL RA
    APPROVED
    Since 2023-08-28

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

9000 Southside Blvd Bldg 400, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 07/2021 04/2022
Zaxby's Jacksonville FL 01/2020 06/2021
Paxon School For Advanced Studies Jacksonville FL 08/2016 05/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 08/2022 Present
Ups Jacksonville FL 06/2022 06/2022
Previous Registrations
Other Businesses

I*: 1993274 Entity Type: Church or Religious Organization Name of OBA: The Bridge of HYA Address: Jacksonville, FL 32205 Investment Related: No Position, Title, Association: Committee, Treasurer Employee Start Date: 09/09/2024 Number of Hours: 5 hrs mthly Number of Hours during trading: 0 Duties: This is an entity that strives to specifically empower Christian adolescents and young adults in the Haitian-American community in Jacksonville. This is a not for profit entity that will be supporting itself through donations and grants. I'll be assisting with the planning and leadership for this initiative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-13
  • S66 Uniform Combined State Law Examination
    2022-01-13
Other Names
  • Jammy Louis Chris Michel

View on SEC IAPD

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