Kristy Harris

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-05-18

TN RA
APPROVED

Since 2022-05-18

Branch Locations

3150 Aspen Grove Drive, Franklin, TN 37067 • United States

231 Waldron Road, Lavergne, TN 37067 • United States

1524 Williams Dr, Murfreesboro, TN 37129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
F. Duane Brooks Dba Brooks Excavation Contractor	Murfreesboro	TN	12/2009	07/2020
Ascend Federal Credit Union	Murfreesboro	TN	12/2020	Present
Cuna Brokerage Services, Inc.	Waverly	IA	12/2020	Present
Unemployed	Murfreesboro	TN	07/2020	12/2020
Lpl Financial Llc	Murfreesboro	TN	05/2022	Present

12/2009 → 07/2020

F. Duane Brooks Dba Brooks Excavation Contractor

Murfreesboro, TN
12/2020 → Present

Ascend Federal Credit Union

Murfreesboro, TN
12/2020 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
07/2020 → 12/2020

Unemployed

Murfreesboro, TN
05/2022 → Present

Lpl Financial Llc

Murfreesboro, TN

Previous Registrations

2021-11-15 → 2022-05-18

Cuna Brokerage Services, Inc.

Murfreesboro, TN

Other Businesses

1) 05-18-2022- Notary- Investment Related-Notary- START DATE: 11/1/2019-1 Hours Per Month- 3) 09/26/2023 - Ascend Retirement & Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/11/2022 - 160 Hours Per Month/ 8 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-07

S66 Uniform Combined State Law Examination

2021-07-07

Other Names

Kristy Lyn Bratcher

View on SEC IAPD