John Michael Nicola

Employer firm

Nicola Wealth Management Ltd. CRD 173201

$11.0B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• ECONOMIC, MARKET AND ASSET CLASS PERFORMANCE UPDATES TO CLIENTS AND THE PUBLIC, VIA IN PERSON PRESENTATIONS AND PODCASTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → Present
  Nicola Wealth Management Ltd.
  Vancouver

Other Businesses

1) JUNE 2020 - NWM HOLDINGS LTD, 1508 WEST BROADWAY, 5TH FLR, VANCOUVER, BC. DIRECTOR/OFFICER OF INCORPORATED HOLDING COMPANY THAT OWNS THE MAJORITY SHARES OF NICOLA WEALTH MANAGEMENT DIVIDED AMONG CORPORATE SHAREHOLDERS. 2) APRIL 2015 - NWM STRUCTURED FINANCE INVESTMENTS LTD., SAME ADDRESS AS ABOVE. DIRECTOR OF INCORPORATED COMPANY FOR HOLDING INVESTMENTS IN NICOLA WEALTH MANAGEMENT LTD. STRUCTURED DEVELOPMENT FINANCING PROGRAM. 3) MAY 2012 - NWM PRIVATE EQUITY GENERAL PARTNERSHIP, SAVE ADDRESS AS ABOVE. DIRECTOR OF GENERAL PARTNER MANAGING THE NICOLA PRIVATE EQUITY LIMITED PARTNERSHIP. 4) FEB 2012 - NWM LATITUDE G.P. LTD., SAME ADDRESS AS ABOVE. DIRECTOR OF GENERAL PARTNER MANAGING THE NWM LATITUDE LIMITED PARTNERSHIP. 5) JAN 2010 - NWM INTERACTIVE GENERAL PARTNER LTD. SAME ADDRESS AS ABOVE. DIRECTOR OF GENERAL PARTNER MANAGING NWM INTERACTIVE LIMITED PARTNERSHIP. 6) OCT 2002 - NICOLA TRUST, 1384 CONNAUGHT DRIVE, VANCOUVER, BC. TRUSTEE OF FAMILY TRUST, OVERSEEING INVESTMENTS AND DISTRIBUTION OF INCOME TO BENEFICIARIES OF THE TRUST. LESS THAN 4 HOURS PER MONTH. 7) FEB 1977 - JM NICOLA LTD., 1508 WEST BROADWAY, 5TH FLR, VANCOUVER, BC. PRESIDENT, PERSONAL INCORPORATED COMPANY, COMPENSATION FOR FINANCIAL PLANNING, INSURANCE SALES AND OTHER NON-REGISTERABLE ACTIVITIES ARE PAID FROM NICOLA WEALTH MANAGEMENT LTD. TO THIS CO.