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Matthew D Moody

Morgan Stanley

Boston, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-10
CT RA APPROVED 2022-03-09
  • TX RA
    APPROVED
    Since 2022-03-10
  • CT RA
    APPROVED
    Since 2022-03-09

Branch Locations

28 State Street 26Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alter Domus Darien CT 01/2018 04/2018
The Dolben Company Inc. Woburn MA 05/2016 09/2018
Fairfield University Fairfield CT 09/2015 05/2019
Barton Associates Peabody MA 06/2019 05/2020
Unemployed North Andover MA 06/2020 12/2020
Massmutual Life Insurance Company Boston MA 12/2020 01/2022
Mml Investors Services, Llc Boston MA 01/2021 01/2022
Morgan Stanley Smith Barney Llc Boston MA 02/2022 Present
  • 01/2018 → 04/2018
    Alter Domus
    Darien, CT
  • 05/2016 → 09/2018
    The Dolben Company Inc.
    Woburn, MA
  • 09/2015 → 05/2019
    Fairfield University
    Fairfield, CT
  • 06/2019 → 05/2020
    Barton Associates
    Peabody, MA
  • 06/2020 → 12/2020
    Unemployed
    North Andover, MA
  • 12/2020 → 01/2022
    Massmutual Life Insurance Company
    Boston, MA
  • 01/2021 → 01/2022
    Mml Investors Services, Llc
    Boston, MA
  • 02/2022 → Present
    Morgan Stanley Smith Barney Llc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-09
S63 Uniform Securities Agent State Law Examination 2021-08-23
  • S65 Uniform Investment Adviser Law Examination
    2022-03-09
  • S63 Uniform Securities Agent State Law Examination
    2021-08-23
Other Names
  • Matthew Moody
  • Matthew Dolan Moody

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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