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Middleton, ID • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-03-06 |
| TX | RA | APPROVED_RES | 2025-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quantum Leap Capital, Llc | South Burlington | VT | 01/2021 | 12/2021 |
| Porter Medical Center | Middlebury | VT | 06/2016 | 12/2020 |
| Mml Investors Services, Llc | Burlington | VT | 03/2022 | 10/2024 |
| Massmutual Life Insurance Co | Burlington | VT | 05/2023 | 10/2024 |
| Sound Advisory, Llc | Eagle | ID | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-08-29 |
| S65 | Uniform Investment Adviser Law Examination | 2019-12-16 |
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