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Kasey S Riley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Lexington, KY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-16
KY RA APPROVED 2021-10-18
  • TX RA
    APPROVED
    Since 2022-02-16
  • KY RA
    APPROVED
    Since 2021-10-18

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

300 W Vine St, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lexington KY 12/2020 Present
Fifth Third Bank Lexington KY 11/2017 12/2020
Owens Insurance Agency Morehead KY 05/2016 11/2017
Morehead State University Morehead KY 06/2012 12/2017
Nationwide Insurance Morehead KY 05/2016 11/2017
  • 12/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lexington, KY
  • 11/2017 → 12/2020
    Fifth Third Bank
    Lexington, KY
  • 05/2016 → 11/2017
    Owens Insurance Agency
    Morehead, KY
  • 06/2012 → 12/2017
    Morehead State University
    Morehead, KY
  • 05/2016 → 11/2017
    Nationwide Insurance
    Morehead, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-15
  • S66 Uniform Combined State Law Examination
    2021-10-15

View on SEC IAPD

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