Shemlah Shamiyn Naphish

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2022 → 12/2022
  Pruco Securities Llc
  Atlanta, GA
• 07/2020 → 12/2022
  Southern Financial Group
  Decatur, GA
• 10/2019 → 07/2020
  Unemployed
  Decatur, GA
• 10/2019 → 10/2019
  Burger King
  Decatur, GA
• 05/2018 → 10/2019
  Unemployed
  Decatur, GA
• 01/2018 → 05/2018
  Child Center Of Ny
  Queens, NY
• 11/2017 → 12/2017
  Double Zero
  Atlanta, GA
• 05/2017 → 11/2017
  Earth Fare
  Atlanta, GA
• 05/2017 → 12/2017
  Usit
  Atlanta, GA
• 08/2016 → 05/2017
  Emory University - Hugh F. Mcmilian Law Library
  Atlanta, GA
• 05/2016 → 08/2016
  Thunderzone
  Douglasville, GA
• 06/2015 → 05/2016
  Full Time Student At Emory University
  Atlanta, GA
• 02/2023 → 05/2023
  Equitable Advisors Llc
  New York, NY
• 05/2023 → 05/2024
  Thrivent Investment Management Inc.
  Alpharetta, GA
• 05/2023 → 10/2023
  Thrivent Financial
  Appleton, WI
• 10/2023 → 05/2024
  Thrivent Financial
  Appleton, WI
• 05/2024 → Present
  Principal Life Insurance Company
  Atlanta, GA
• 05/2024 → Present
  Principal Securities, Inc.
  Atlanta, GA

Previous Registrations

• 2023-05-30 → 2024-05-30
  Thrivent Investment Management Inc.
  Alpharetta, GA
  Minneapolis, MN
• 2023-03-20 → 2023-05-23
  Equitable Advisors, Llc
  Atlanta, GA

Other Businesses

**INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/03/2024 ADDRESS: 3625 Cumberland BLVD, Suite 1000, Atlanta GA 30339, United States DESCRIPTION: Sale of Fixed Insurance, Annuity, DI and LTC through Various Carriers. **KELLER WILLIAMS - BUCKHEAD POSITION: Realtor NATURE: Real Estate Sales/Broker INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 3650 Habersham Rd NW, Atlanta GA 30305, United States DESCRIPTION: I am licensed as a real estate agent separate from my role as a registered representative. My real estate activities are conducted independently and are not offered through, supervised by, or associated with my broker-dealer. Any compensation I receive from real estate transaction is separate from and unrelated to my securities business.

Exams

• S66 Uniform Combined State Law Examination
  2023-03-13