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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-02-19 |
Branch Locations
Somerville, MA • United States
40 Water Street Suite L100, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kimball Union Academy | Meriden | NH | 07/2014 | 05/2018 |
| Union College | Schenectady | NY | 09/2018 | 06/2022 |
| Market Table Restaraunt | Hanover | NH | 10/2017 | 03/2018 |
| Union College | Schenectady | NY | 09/2018 | 03/2020 |
| Dana'S Restaraunt | Quechee | VT | 06/2018 | 09/2018 |
| The Quechee Club | Quechee | VT | 06/2019 | 09/2019 |
| The Quechee Club | Quechee | VT | 06/2020 | 09/2020 |
| Olympia Sports | Lebanon | NH | 11/2018 | 12/2018 |
| Stifel Nicolaus | New London | NH | 06/2021 | 09/2021 |
| Dick'S Sporting Goods | Latham | NY | 10/2021 | 11/2021 |
| Millstone At 74 Main | New London | NH | 12/2021 | 12/2021 |
| Fidelity Investments | Merrimack | NH | 07/2022 | 01/2025 |
| Stifel Nicolaus | New London | NH | 11/2021 | 12/2021 |
| Massmutual Life Insurance Co | Boston | MA | 04/2025 | Present |
| Mml Investors Services, Llc | Boston | MA | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-04 |
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