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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-28
CA RA APPROVED 2022-03-30
  • TX RA
    APPROVED
    Since 2022-04-28
  • CA RA
    APPROVED
    Since 2022-03-30

Branch Locations

200 Palladio Pkwy, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Davis CA 12/2020 Present
Wells Fargo Sebastopol CA 12/2017 11/2020
Sports City Santa Rosa CA 01/2017 09/2017
Challenger Sports Santa Rosa CA 12/2016 11/2017
Sonoma State University Rohnert Park CA 06/2017 09/2017
Grateful Bread Sacramento CA 07/2020 09/2020
Sonoma State University Rohnert Park CA 08/2014 05/2019
Bank Of America, N.A. Davis CA 03/2022 Present
  • 12/2020 → Present
    Davis, CA
  • 12/2017 → 11/2020
    Wells Fargo
    Sebastopol, CA
  • 01/2017 → 09/2017
    Sports City
    Santa Rosa, CA
  • 12/2016 → 11/2017
    Challenger Sports
    Santa Rosa, CA
  • 06/2017 → 09/2017
    Sonoma State University
    Rohnert Park, CA
  • 07/2020 → 09/2020
    Grateful Bread
    Sacramento, CA
  • 08/2014 → 05/2019
    Sonoma State University
    Rohnert Park, CA
  • 03/2022 → Present
    Bank Of America, N.A.
    Davis, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-29
  • S66 Uniform Combined State Law Examination
    2022-03-29
Other Names
  • Joshua Sanchez

View on SEC IAPD

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