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Erik C Pesce

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

CRD 4908717

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-10-20
CA RA APPROVED 2021-10-12
TX RA APPROVED 2021-10-12
  • AZ RA
    APPROVED
    Since 2021-10-20
  • CA RA
    APPROVED
    Since 2021-10-12
  • TX RA
    APPROVED
    Since 2021-10-12

Branch Locations

8601 N Scottsdale Rd Ste 100 [Va-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Palm Beach Gardens FL 03/2013 06/2017
Wells Fargo Advisors, Llc. Palm Beach Garders FL 03/2013 11/2016
Wells Fargo Clearing Services, Llc Palm Beach Garders FL 11/2016 06/2017
Wells Fargo Bank, Na Phoenix AZ 06/2017 Present
Wells Fargo Clearing Services, Llc Phoenix AZ 06/2017 Present
Other Businesses

CYTTORAK LLC; INV RELATED;PHOENIX,AZ; CUSTOM MEMORABILIA TRADING CARDS;50% OWNERSHIP; START DATE: 07/13/2026; 30 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-12
S63 Uniform Securities Agent State Law Examination 2015-02-10
  • S66 Uniform Combined State Law Examination
    2021-10-12
  • S63 Uniform Securities Agent State Law Examination
    2015-02-10

View on SEC IAPD

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