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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-02-08 |
| IA | RA | APPROVED | 2021-04-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Algona Marine & Sport | Algona | IA | 10/2011 | 11/2019 |
| Central Financial Group | Algona | IA | 12/2019 | Present |
1) CENTRAL FINANCIAL GROUP - BUSINESS NAME POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 12/02/2019 ADDRESS: 111 E Call St, P.O Box 536, Algona IA 50511, United States DESCRIPTION: Sales/Marketing of securities, investment advisory and insurance products 2) DICK KUECKER AND SONS PARTNERSHIP; NO ; POSITION; Farm Hand; Address; 507 250th St Algona Iowa 50511; Start Date 11/01/17 ; 10 ; 5 ; Help farmer with planting and harvesting of grain. 3) REALTY GROUP FORT DODGE, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 301 South 25th Street, Fort Dodge IA 50501, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 4) REALTY GROUP ALGONA, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 111 E. Call Street, Algona IA 50511, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 5) REALTY GROUP, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 5700 Merle Hay Road, Johnston IA 50131, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 6) CENTRAL FINANCIAL GROUP - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 12/02/2019 ADDRESS: 111 E Call St, Algona IA 50511, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable annuities. 7) CENTRAL FINANCIAL GROUP - DBA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 12/02/2019 ADDRESS: 111 E Call St, P.O Box 536, Algona IA 50511, United States DESCRIPTION: Sales/Marketing of securities, investment advisory and insurance products 8) CENTRAL FINANCIAL GROUP, L.C. - PARTNER POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2021 ADDRESS: 111 E Call St., Algona IA 50511, United States DESCRIPTION: Selling and assisting others with selling fixed insurance products and securities related products/ IAR services to meet client needs. Involved in Partner decisions for operations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-23 |
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