Cody Ball

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2020 → 10/2021
  Fidelity Investments
  Merrimack, NH
• 08/2015 → 05/2019
  Full Time Education
  Manchester, NH
• 08/2019 → 09/2020
  Full Time Education
  Manchester, NH
• 05/2017 → 05/2019
  Saint Anselm College Fitness Department
  Manchester, NH
• 06/2018 → 08/2018
  Boston Physical Therapy & Wellness
  Medford, MA
• 06/2019 → 08/2019
  Spruce Point Landscaping
  Windham, NH
• 12/2019 → 12/2020
  Executive Health & Sports Center
  Manchester, NH
• 10/2021 → 11/2022
  Fidelity Investments
  Merrimack, NH
• 11/2022 → 10/2024
  Fidelity Investments
  Nashua, NH
• 10/2024 → Present
  Charles Schwab & Co
  Bedford, NH
• 10/2024 → Present
  Charles Schwab Bank
  Bedford, NH

Previous Registrations

• 2021-11-24 → 2024-10-16
  Fidelity Personal And Workplace Advisors
  Merrimack, NH

Exams

• S66 Uniform Combined State Law Examination
  2021-11-09
• S63 Uniform Securities Agent State Law Examination
  2021-04-09

Other Names

• Cody Joseph Ball
• Cody Ball