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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-07-06
TX RA APPROVED 2021-06-25
  • NV RA
    APPROVED
    Since 2021-07-06
  • TX RA
    APPROVED
    Since 2021-06-25

Branch Locations

2495 Village View Dr Ste 200, Henderson, NV 89074 • United States

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 12/2013 06/2021
Ameriprise Financial Services, Llc Henderson NV 06/2021 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 1559 Stone Valley Ave, , Las Vegas, NV, 89183; Investment-Related; 02/11/2022 / Single Family; 3652 Via Montale, , Henderson, NV, 89052; Investment-Related; 01/03/2022 / Single Family; 2904 Delano Drive, , Henderson, NV, 89074; Investment-Related; 02/11/2022 / Lot/Land; 152 N Range 91, , New Town, ND, 58763; Not Investment-Related; 09/25/2025 / Lot/Land; 152 N Range 91, , New Town, ND, 58763; Not Investment-Related; 08/28/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-02
S63 Uniform Securities Agent State Law Examination 2004-07-30
  • S66 Uniform Combined State Law Examination
    2014-01-02
  • S63 Uniform Securities Agent State Law Examination
    2004-07-30
Designations
Other Names
  • Troy Smith

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Henderson, NV

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