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41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-07-22 |
Branch Locations
Excelsior 435 Water Street, Excelsior, MN 55331 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Minneapolis | MN | 10/2020 | 04/2022 |
| Wells Fargo Bank | Minneapolis | MN | 10/2020 | 04/2022 |
| Wells Fargo Bank, N.A. | Eden Prairie | MN | 07/2019 | 10/2020 |
| Reverse Box L Ranch | Chadron | NE | 01/2019 | 07/2019 |
| Army National Guard | Fresno | CA | 08/2010 | 03/2019 |
| Glacier Zip Lines | Columbia Falls | MT | 05/2017 | 08/2017 |
| Mountain Valley Transport | Corona | CA | 01/2017 | 05/2017 |
| Subway | Corona | CA | 06/2016 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 05/2022 | 10/2024 |
| Amazon | Moreno Valley | CA | 11/2016 | 01/2017 |
| Orwick Corona Restaurants | Corona | CA | 02/2016 | 10/2016 |
| Wells Fargo Clearing Services, Llc | Chanhassen | MN | 10/2024 | 07/2025 |
| Wells Fargo Bank, Na | Chanhassen | MN | 10/2024 | 07/2025 |
| The Huntington National Bank | Excelsior | MN | 06/2025 | Present |
| The Huntington Investment Company | Columbus | OH | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-01 |
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