Michael Anthony Cardinal

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Bank Of America, N.A.
  Savannah, GA
• 01/2021 → 05/2022
  E*Trade Securities Llc
  Alpharetta, GA
• 07/2014 → 04/2017
  United Arab Shipping Company
  Peachtree Corners, GA
• 05/2017 → 03/2020
  Imerys Minerals
  Roswell, GA
• 04/2020 → 12/2020
  Unemployed
  Marietta, GA
• 07/2022 → 11/2022
  J.P. Morgan Securities Llc
  Atlanta, GA
• 07/2022 → 11/2022
  Jpmorgan Chase Bank, N.A.
  Atlanta, GA
• 08/2020 → 03/2026
  Cardinal Brothers, Llc
  Marietta, GA
• 01/2021 → 05/2022
  Morgan Stanley
  Alpharetta, GA
• 01/2021 → 05/2022
  E*Trade Financial Corp
  Alpharetta, GA
• 01/2023 → 03/2024
  J.P. Morgan Securities Llc
  Atlanta, GA
• 01/2023 → 03/2024
  Jpmorgan Chase Bank, N.A.
  Atlanta, GA
• 10/2022 → 03/2024
  Starcard5534, Llc
  Marietta, GA
• 04/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Savannah, GA

Previous Registrations

• 2023-01-27 → 2024-03-23
  J.P. Morgan Securities Llc
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

I*4506290 Entity Type: Entity For Profit Name of OBA: C Brothers, LLC Address: Dallas, Georgia, 30157 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 08/26/2020 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: I have equal membership in a small LLC with my father and my two brothers for the purpose of real estate investment since August of 2020. We currently own two properties in Atlanta, GA. This activity takes up less than two hours to my time per week on average, and there has been no substantial profit to report. I can share any additional information needed. Occasional check ins with tenants and property managers for various repairs and requests.

Exams

• S66 Uniform Combined State Law Examination
  2026-05-29
• S65 Uniform Investment Adviser Law Examination
  2022-12-02
• S63 Uniform Securities Agent State Law Examination
  2021-06-14

Other Names

• Michael A Cardinal
• Michael Cardinal
• Michael Anthony Cardinal