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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-15 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chs Inc | Inver Grove Heights | MN | 10/2017 | 12/2021 |
| Farmers Alliance Insurance | Mcpherson | KS | 05/2015 | 10/2017 |
| Packerland Brokerage Services | Green Bay | WI | 01/2021 | 08/2021 |
| Packerland Brokerage Services | Green Bay | WI | 08/2021 | 08/2022 |
| Pruco Securities Llc | Overland Park | KS | 08/2022 | 11/2024 |
| Raleigh Insurance Agency Inc | Inman | KS | 12/2021 | 08/2022 |
| The Prudential Insurance Company Of America | Overland Park | KS | 09/2022 | 09/2025 |
| Lpl Enterprise, Llc | Inman | KS | 11/2024 | 09/2025 |
| Fisher Investments | Plano | TX | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-29 |
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