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Anthony J Aden

Fisher Investments

Plano, TX

CRD 7321873

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-15
  • TX RA
    APPROVED
    Since 2025-09-15

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chs Inc Inver Grove Heights MN 10/2017 12/2021
Farmers Alliance Insurance Mcpherson KS 05/2015 10/2017
Packerland Brokerage Services Green Bay WI 01/2021 08/2021
Packerland Brokerage Services Green Bay WI 08/2021 08/2022
Pruco Securities Llc Overland Park KS 08/2022 11/2024
Raleigh Insurance Agency Inc Inman KS 12/2021 08/2022
The Prudential Insurance Company Of America Overland Park KS 09/2022 09/2025
Lpl Enterprise, Llc Inman KS 11/2024 09/2025
Fisher Investments Plano TX 09/2025 Present
  • 10/2017 → 12/2021
    Chs Inc
    Inver Grove Heights, MN
  • 05/2015 → 10/2017
    Farmers Alliance Insurance
    Mcpherson, KS
  • 01/2021 → 08/2021
    Packerland Brokerage Services
    Green Bay, WI
  • 08/2021 → 08/2022
    Packerland Brokerage Services
    Green Bay, WI
  • 08/2022 → 11/2024
    Overland Park, KS
  • 12/2021 → 08/2022
    Raleigh Insurance Agency Inc
    Inman, KS
  • 09/2022 → 09/2025
    The Prudential Insurance Company Of America
    Overland Park, KS
  • 11/2024 → 09/2025
    Inman, KS
  • 09/2025 → Present
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-29
  • S66 Uniform Combined State Law Examination
    2021-07-29

View on SEC IAPD

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