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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-13
NC RA APPROVED 2013-12-19
  • TX RA
    APPROVED_RES
    Since 2023-03-13
  • NC RA
    APPROVED
    Since 2013-12-19

Branch Locations

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 01/2005 10/2018
First Citizens Investor Services Raleigh NC 10/2018 07/2020
First Citizens Investor Servic Raleigh NC 07/2020 Present
  • 01/2005 → 10/2018
    First Citizens Investor Services
    Raleigh, NC
  • 10/2018 → 07/2020
    First Citizens Investor Services
    Raleigh, NC
  • 07/2020 → Present
    First Citizens Investor Servic
    Raleigh, NC
Other Businesses

NCFC (NC Football Club), 5017 Memory Rd., Raleigh, NC 27609. Volunteer soccer coach for youth sports. Began 8/1/19, 30 hrs/month, zero during trading hours. No compensation. Not investment related. Not a client of the firm. WCBA (Wake County Basketball Association), 836 Six Forks Rd. Ste 101. Raleigh, NC 27615. Nature of business is coaching youth sports. Position is Coach and duties are to coach basketball to youth athletes. Began 8/1/2019. 15 hours/month. 0 hours/month during trading hours. Not investment related. Not a client of the firm. No compensation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-19
S63 Uniform Securities Agent State Law Examination 2008-05-05
  • S65 Uniform Investment Adviser Law Examination
    2013-12-19
  • S63 Uniform Securities Agent State Law Examination
    2008-05-05
Other Names
  • Eddie Lee Naylor, Jr.

View on SEC IAPD

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