Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • OH RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

422 W Market St, Sandusky, OH 44870 • United States

257 Benedict Ave Bldg. D., Norwalk, OH 44857 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc Sandusky OH 01/2021 09/2025
Avantax Advisory Services Sandusky OH 01/2021 09/2025
Psav Lake Buena Vista FL 01/2012 12/2020
Pn Financial Sandusky OH 12/2020 Present
Pn Financial Sandusky OH 12/2020 Present
Avantax Insurance Agency And/Or Avantax Insurance Services Sandusky OH 05/2025 09/2025
Cetera Wealth Services, Llc Norwalk OH 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2021 → 09/2025
    Avantax Investment Services, Inc
    Sandusky, OH
  • 01/2021 → 09/2025
    Avantax Advisory Services
    Sandusky, OH
  • 01/2012 → 12/2020
    Psav
    Lake Buena Vista, FL
  • 12/2020 → Present
    Pn Financial
    Sandusky, OH
  • 12/2020 → Present
    Pn Financial
    Sandusky, OH
  • 05/2025 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Sandusky, OH
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Norwalk, OH
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-06-22 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Sandusky, OH
    Norwalk, OH
Other Businesses

1) PN FINANCIAL; POSITION: Employee NATURE: This business provides business/individual/family accounting services, including book keeping, payroll, and taxes. They also provide Wealth Management services to help their clients plan for their future. Wealth Management Services will be conducted through Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/14/2020 ADDRESS: 422 W Market St, Sandusky OH 44870, United States DESCRIPTION: I will be responsible for working with the established team here and assisting clients with questions on their future financial goals and/or concerns. At this time I am training with the current Wealth Management Advisor in order to get licensed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-21
  • S66 Uniform Combined State Law Examination
    2021-06-21
Other Names
  • Rachael Lynn Futo
  • Rachael L Futo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sandusky, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor