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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-27
MI RA APPROVED 2023-06-13
  • TX RA
    APPROVED
    Since 2023-06-27
  • MI RA
    APPROVED
    Since 2023-06-13

Branch Locations

2501 Coolidge Rd, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Lansing MI 12/2020 05/2023
Principal Securities Inc Lansing MI 12/2020 05/2023
Principal Life Insurance Co Lansing MI 10/2020 12/2020
Unemployed Grand Ledge MI 08/2020 10/2020
Opera Saratoga Saratoga Springs NY 06/2020 08/2020
Palm Beach Opera West Palm Beach FL 11/2019 05/2020
Joe Budd Youth Conversation Midway FL 06/2019 10/2019
Michigan State University East Lansing MI 09/2017 05/2019
St Thomas Aquinas East Lansing MI 09/2013 05/2019
Centennial Group Lansing MI 04/2023 05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Lansing MI 05/2023 Present
Michigan State University East Lansing MI 08/2013 05/2017
Bank Of America, N.A. East Lansing MI 06/2023 Present
  • 12/2020 → 05/2023
    Principal Life Insurance Co
    Lansing, MI
  • 12/2020 → 05/2023
    Lansing, MI
  • 10/2020 → 12/2020
    Principal Life Insurance Co
    Lansing, MI
  • 08/2020 → 10/2020
    Unemployed
    Grand Ledge, MI
  • 06/2020 → 08/2020
    Opera Saratoga
    Saratoga Springs, NY
  • 11/2019 → 05/2020
    Palm Beach Opera
    West Palm Beach, FL
  • 06/2019 → 10/2019
    Joe Budd Youth Conversation
    Midway, FL
  • 09/2017 → 05/2019
    Michigan State University
    East Lansing, MI
  • 09/2013 → 05/2019
    St Thomas Aquinas
    East Lansing, MI
  • 04/2023 → 05/2023
    Centennial Group
    Lansing, MI
  • 05/2023 → Present
    East Lansing, MI
  • 08/2013 → 05/2017
    Michigan State University
    East Lansing, MI
  • 06/2023 → Present
    Bank Of America, N.A.
    East Lansing, MI
Previous Registrations
Other Businesses

I*3095274 Entity Type: N/A Name of OBA:Thomas Aquinas Address:East Lansing Michigan Investment Related:No Position, Title, Association:Employee Start Date:10/29/2025 No Hours: 4 Weekly No Hours during trading:0 Weekly Duties:St Thomas Aquinas is a church here in East Lansing that also covers St Johns Student Center. I have been hired on as a contracted vocalist that will be paid to sing and enhance the quality of their music production going forward. The church's provides mass to the community weekly. Sing at one rehearsal per week, and sing at two masses per week. Will be expected to cantor as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-25
  • S66 Uniform Combined State Law Examination
    2021-05-25
Other Names
  • David James Anderson

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