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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
Indianapolis, IN • United States
14405 Clay Terrace Blvd Suite 150, Carmel, IN 46032-3612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Carmel | IN | 04/2023 | Present |
| Platinum Supplemental Insurance | Dubuque | IA | 05/2022 | 04/2023 |
| Dakota Brick House (Fireworks Inc.) | Vermillion | SD | 10/2021 | 11/2022 |
| Cherry Pit Stop | Vermillion | SD | 10/2022 | 11/2022 |
| Galena High School | Galena | IL | 01/2013 | 05/2019 |
| Alice T. Virtue Pool | Galena | IL | 05/2014 | 05/2019 |
| Galena Territory Owners Club | Galena | IL | 05/2019 | 08/2020 |
| Tricon Construction | Dubuque | IA | 05/2020 | 08/2020 |
| University Of South Dakota | Vermillion | SD | 08/2019 | 12/2022 |
| Core Investments | Dubuque | IA | 12/2020 | 08/2021 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-113582|OrgNmn:EDK LLC|Org Addr:Vermillion,South Dako,US|OBA Nature:This is just an LLC for the re|Invst Rel:N|Title:Director|Duties:Ownership Duties |StrtDt:12-17-25|TotHrs/mon:2|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-25 |
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