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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2026-01-06 |
| WA | RA | APPROVED | 2025-10-20 |
| OH | RA | APPROVED | 2025-09-15 |
| AL | RA | APPROVED | 2025-09-09 |
| AZ | RA | APPROVED | 2025-09-09 |
| MO | RA | APPROVED | 2025-07-02 |
| MS | RA | APPROVED | 2025-05-28 |
| MD | RA | APPROVED | 2025-04-01 |
| LA | RA | APPROVED | 2025-03-13 |
| NH | RA | APPROVED | 2025-03-13 |
| NC | RA | APPROVED | 2025-02-24 |
| AR | RA | APPROVED | 2025-01-03 |
| SC | RA | APPROVED | 2024-09-18 |
| CA | RA | APPROVED | 2024-04-04 |
| NM | RA | APPROVED | 2023-10-04 |
| TX | RA | APPROVED | 2023-06-01 |
| VA | RA | APPROVED | 2022-04-26 |
| FL | RA | APPROVED | 2022-04-04 |
| GA | RA | APPROVED | 2022-03-04 |
Branch Locations
1725 Windward Concourse Suite 110, Alpharetta, GA 30005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Alpharetta | GA | 06/2021 | Present |
| Ashford Advisors | Alpharetta | GA | 12/2020 | 06/2021 |
| University Of Georgia- Terry Business College | Buckhead | GA | 08/2019 | 12/2020 |
| Ram Partners Llc | Atlanta | GA | 07/2017 | 12/2019 |
| Presbyterian College | Clinton | SC | 08/2013 | 05/2017 |
| Park Avenue Securities, Llc | Alpharetta | GA | 11/2021 | Present |
| Guardian Life Insurance Company | Canton | GA | 06/2024 | Present |
| Park Avenue Securities | Canton | GA | 06/2024 | Present |
1) Insurance Products other than Guardian- Financial Representative- Insurance Products, Start Date- 03/01/2021, Address: 1125 Santuary Pkwy, Suite 120, Alpharetta, GA 30009, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Private Baseball Lessons- providing baseball lessons/coaching on a 1 on 1 basis with kids. Independent contractor , Start Date- 10/24/2022, Address: n/a, 8 total hour per month; 0 during securities trading hours, Not Investment related, Less than 10% annual compensation, 3) Executor of Parents Will, Start Date- 12/06/2022, Address: 539 Deer Crest Rd Blue Ridge, GA 30513, 0 total hour per month, Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-22 |
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